Series
6 – Investment Company and Variable Contracts Products Representative
Examination (IR) – See more at:
Series 6 – Investment Company and Variable Contracts Products Representative Examination (IR)The
Series 63 exam — the Uniform Securities State Law Examination — is a
North American Securities Administrators Association (NASAA) exam
administered by FINRA. – See more at:
Series 63 – Uniform Securities State Law Examination
The
Series 7 exam – the General Securities Representative Qualification
Examination (GS) – assesses the competency of an entry-level registered
representative to perform his or her job as a general securities
representative. – See more at:
Series 7 – General Securities Representative Examination (GS)
回复 ( 1 )
题主应该是在金融行业工作，或者CFO以前有金融行业的从业经历。如果题主现在的工作和金融业不相关的话应该不需要这些证书，也不能报考，因为这些考试都需要公司（一般是financial industry）sponsor,个人应该不能报名。如果题主在金融公司工作，虽然是工科背景也应该已经具备了一些金融行业的基础知识，如果有意愿，可以请公司相关部门帮助报名。（PS: 如果公司并没有要求你考这些试的话，说明你应该不是从事相关的工作，因为这些考试都是美国金融行业的从业资格证，对于investment advisory或者其他一些岗位，没有通过考试就不能上岗。）
Series
6 – Investment Company and Variable Contracts Products Representative
Examination (IR) – See more at:
Series 6 – Investment Company and Variable Contracts Products Representative Examination (IR)The
Series 63 exam — the Uniform Securities State Law Examination — is a
North American Securities Administrators Association (NASAA) exam
administered by FINRA. – See more at:
Series 63 – Uniform Securities State Law Examination
The
Series 7 exam – the General Securities Representative Qualification
Examination (GS) – assesses the competency of an entry-level registered
representative to perform his or her job as a general securities
representative. – See more at:
Series 7 – General Securities Representative Examination (GS)
这3个考试中，series 7比较常用，因为是entry level,基本需要掌握金融行业各个方面的基本内容和概念，但也不是很深入，一般的financial analyst都需要考，一些金融行业的招聘信息里也会要求或者prefer。series 6和63更专业一些，题主提到CFO有也比较正常。
公司报名后会发给你一份准备材料（非常厚。。。。。。），以及考前习题，根据大家的经验，基本题刷过一遍就能过。但如果题主没有金融基础的话应该也会挺难的。。。。。。。
建议先考CFA了解一下基础知识。。。。。。。。。。。。。CFA是个大坑，入坑需谨慎。。。。。。。
以上。